Optical Whispering-Gallery Mode Resonators for Applications in Optical Communication and Frequency Control

Karen Grutter

EECS Department
University of California, Berkeley
Technical Report No. UCB/EECS-2013-235
December 20, 2013

http://www.eecs.berkeley.edu/Pubs/TechRpts/2013/EECS-2013-235.pdf

High quality factor (Q) optical whispering gallery mode resonators are a key component in many on-chip optical systems, such as delay lines, modulators, and add-drop filters. They are also a convenient, compact structure for studying optomechanical interactions on-chip. In all these applications, optical Q is an important factor for high performance. For optomechanical reference oscillators in particular, high mechanical Q is also necessary. Previously, optical microresonators have been made in a wide variety of materials, but it has proven challenging to demonstrate high optical Q and high mechanical Q in a single, integrated device. This work demonstrates a new technique for achieving high optical Q on chip, a fully-integrated tunable filter with ultra-narrow minimum bandwidth, and the effect of material choice and device design on optical Q, mechanical Q and phase noise in microring optomechanical oscillators.

To achieve a high optical Q, phosphosilicate glass (PSG) is studied as a resonator material. The low melting point of PSG enables wafer-scale reflow, which reduces sidewall roughness without signifi cantly changing lithographically-de fined dimensions. With this process, optical Qs up to 1.5 x 10^7 are achieved, over ten times higher than typical silicon optical resonators.

These high-Q PSG resonators are then integrated with MEMS-actuated waveguides in a tunable-bandwidth fi lter. Due to the high Q of the PSG resonator, this device has a best-to-date minimum bandwidth of 0.8 GHz, with a tuning range of 0.8 to 8.5GHz.

Finally, microring optomechanical oscillators (OMOs) in PSG, stoichiometric silicon nitride, and silicon are fabricated, and their performance is compared after characterization via a tapered optical fiber in vacuum. The silicon nitride device has the best performance, with a mechanical Q of more than 1 x 10^4 and record-breaking OMO phase noise of -102 dBc/Hz at a 1 kHz offset from a 72 MHz carrier.

Advisor: Ming C. Wu


BibTeX citation:

@phdthesis{Grutter:EECS-2013-235,
    Author = {Grutter, Karen},
    Title = {Optical Whispering-Gallery Mode Resonators for Applications in Optical Communication and Frequency Control},
    School = {EECS Department, University of California, Berkeley},
    Year = {2013},
    Month = {Dec},
    URL = {http://www.eecs.berkeley.edu/Pubs/TechRpts/2013/EECS-2013-235.html},
    Number = {UCB/EECS-2013-235},
    Abstract = {High quality factor (Q) optical whispering gallery mode resonators are a key component in many on-chip optical systems, such as delay lines, modulators, and add-drop filters. They are also a convenient, compact structure for studying optomechanical interactions on-chip. In all these applications, optical Q is an important factor for high performance. For optomechanical reference oscillators in particular, high mechanical Q is also necessary. Previously,
optical microresonators have been made in a wide variety of materials, but it has proven challenging to demonstrate high optical Q and high mechanical Q in a single, integrated device. This work demonstrates a new technique for achieving high optical Q on chip, a fully-integrated tunable filter with ultra-narrow minimum bandwidth, and the effect of material choice and device design on optical Q, mechanical Q and phase noise in microring optomechanical oscillators.

To achieve a high optical Q, phosphosilicate glass (PSG) is studied as a resonator material. The low melting point of PSG enables wafer-scale reflow, which reduces sidewall roughness without significantly changing lithographically-defined dimensions. With this process, optical Qs up to 1.5 x 10^7 are achieved, over ten times higher than typical silicon optical resonators.

These high-Q PSG resonators are then integrated with MEMS-actuated waveguides in a tunable-bandwidth filter. Due to the high Q of the PSG resonator, this device has a best-to-date minimum bandwidth of 0.8 GHz, with a tuning range of 0.8 to 8.5GHz.

Finally, microring optomechanical oscillators (OMOs) in PSG, stoichiometric silicon nitride, and silicon are fabricated, and their performance is compared after characterization via a tapered optical fiber in vacuum. The silicon nitride device has the best performance, with a mechanical Q of more than 1 x 10^4 and record-breaking OMO phase noise of -102 dBc/Hz at a 1 kHz offset from a 72 MHz carrier.}
}

EndNote citation:

%0 Thesis
%A Grutter, Karen
%T Optical Whispering-Gallery Mode Resonators for Applications in Optical Communication and Frequency Control
%I EECS Department, University of California, Berkeley
%D 2013
%8 December 20
%@ UCB/EECS-2013-235
%U http://www.eecs.berkeley.edu/Pubs/TechRpts/2013/EECS-2013-235.html
%F Grutter:EECS-2013-235